This is the final instalment in our SM&CR case study series, designed to help you prepare for the implementation of the FCA’s Senior Managers & Certification Regime (SM&CR). This series followed fictitious firm Smith & Cromer Limited’s project to implement the Regime with the process and tips being released throughout the year.
- Read the first nine instalments?
- Watched our one-minute explainer video – SM&CR in a Nutshell?
If not, visit the dedicated SM&CR website homepage to access these resources.
If you are up to date, read on...
Checklist and Summary Steps
Download this issue for the 14 point SM&CR checklist summarising the steps you should have completed by the 9th December implementation date...
If you have any questions about this case study or if you are looking for support with preparing your own firm for the SM&CR contact us now.