Is your firm ready for the SM&CR?
With the Senior Managers & Certification Regime (SM&CR) now in force for all FCA-regulated firms, it is vital that firms are confident they are meeting the requirements of the new regime.
If you are unsure about the new rules, start with our video - SM&CR in a Nutshell - a short animated infographic explaining key concepts of the SM&CR in just one minute. If you would like to upload this to your own intranet, contact us now.
We will be running SM&CR focussed breakfast briefings in London throughout the year. To ensure you receive invitations to these events, subscribe to updates by clicking here.
In line with precautionary measures being taken to reduce the risk posed by COVID-19, we have taken the decision to cancel our SM&CR breakfast briefing, which was due to take place at One Moorgate on Wednesday 18th March.
Our speakers will film their planned presentations and these will be available on-demand from the 25th March. To receive details of how to access the presentations when available, please register for the event as normal.
Experts from our consultancy and training teams will explore the lessons which have been learnt from the initial stages of the new regime, and outline the remaining challenges as firms work towards full implementation in December 2020.
Topics covered will include the rights (and wrongs) of conduct training, the ‘flight path’ to December 2020 and some of the dilemmas associated with non-financial misconduct.
To request access contact us by clicking here.
Looking for support?
We are unique. We can provide a holistic solution to help you achieve and maintain SM&CR compliance.
Whether you are looking for training, consultancy or a RegTech solution, we can help. Contact us now to find out how